Lloyd Derek Holyhead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connells Limited

    FRN 302221

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Aug 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (16 Dec 2022 to 4 Mar 2024)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (11 Aug 2022 to 29 Nov 2022)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (10 Jul 2018 to 31 Aug 2018)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF30 Customer (26 Aug 2008 to 2 Nov 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (6 Apr 2005 to 20 May 2005)
    • CF22 Investment Adviser (Trainee) (11 Jan 2005 to 6 Apr 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (15 Jan 2004 to 10 Dec 2004)
    • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 15 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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