Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David John Robinson
IRN DJR00090
- (2259)CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
- (2258)CF22 Investment Adviser (Trainee) (19 May 2005 to 5 Jun 2006)
David John Vivian Morgan
IRN DJM01334
- (718)CF1 Director (AR) (24 Jun 2003 to 29 Dec 2005)
David John Winnard
IRN DJW00077
- (226)CF7 Sole Trader (AR) (1 Dec 2001 to 25 Feb 2004)
David Keith Parkinson
IRN DKP00006
- (395)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 29 Oct 2007)
David Kevin Fearnehough
IRN DXF00031
- (625)CF22 Investment Adviser (Trainee) (4 Dec 2003 to 1 Feb 2005)
David Kevin Thomas
IRN DKT00002
- (366)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
David King
IRN DXK00055
- (256)CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2002)
David Leslie Chandler
IRN DLC00018
- (1373)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
- (1374)CF1 Director (AR) (1 Dec 2001 to 17 Mar 2003)
David Leslie Goddard
IRN DLG00009
- (3026)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
David Loxley Trickett
IRN DLT00012
- (307)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Walker Smale Estate Agents (no longer appointed)
FRN 193630 · Appointed 17 Apr 2000 · Until 30 Jul 2003
Bullock and Lees (Wareham) (no longer appointed)
FRN 201619 · Appointed 14 Apr 2000 · Until 29 Sep 2003
Anker & Partners (no longer appointed)
FRN 201633 · Appointed 14 Apr 2000 · Until 25 Feb 2004
Prospect (Wokingham) Ltd (no longer appointed)
FRN 201632 · Appointed 12 Apr 2000 · Until 19 Dec 2001
Erskine Property (no longer appointed)
FRN 201631 · Appointed 12 Apr 2000 · Until 15 Nov 2002
James Wayne Cox (no longer appointed)
FRN 194201 · Appointed 6 Apr 2000 · Until 16 Jan 2004
Calthorpe Financial Associates Limited (no longer appointed)
FRN 201680 · Appointed 1 Apr 2000 · Until 28 Oct 2007
2000 Mortgages.co.uk (no longer appointed)
FRN 191992 · Appointed 1 Apr 2000 · Until 1 Dec 2001
Domains Property Services Ltd (no longer appointed)
FRN 191493 · Appointed 29 Mar 2000 · Until 14 May 2002
Williams Home & Mortgage (no longer appointed)
FRN 191494 · Appointed 29 Mar 2000 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (3103)SMF3 Executive Director
10 hours ago
controlled function added: (3102)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (3101)CF1 Director (AR)
10 hours ago
controlled function added: (3100)CF22 Investment Adviser (Trainee)
10 hours ago
controlled function added: (3099)CF1 Director (AR)
10 hours ago
controlled function added: (3098)CF22 Investment Adviser (Trainee)
10 hours ago
controlled function added: (3097)CF20 Significant Mgt (Settlements)
10 hours ago
controlled function added: (3096)CF21 Investment Adviser
10 hours ago
controlled function added: (3095)CF1 Director (AR)
10 hours ago
controlled function added: (3094)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.