Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Hugh Edward Jennings
IRN JHJ00002
- (755)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
John James Miller
IRN JJM01134
- (394)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
John Joseph Mallon
IRN JJM01189
- (28)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Mar 2004)
John Kenneth Quinn
IRN JKQ00002
- (404)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
John Knowlton Watson
IRN JKW00014
- (403)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
John Lyons
IRN JXL00112
- (2631)[FCA CF] Material risk taker (3 Jul 2024 to 13 Dec 2024)
John Martin McPolin
IRN JMM00044
- (2994)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
John McCandless
IRN JXM00019
- (1362)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
John Michael Flynn
IRN JMF00022
- (1092)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
John Michael Mann
IRN JXM00119
- (1115)CF22 Investment Adviser (Trainee) (5 Jan 2006 to 17 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
Moorpride Limited (no longer appointed)
FRN 223485 · Appointed 10 Mar 2003 · Until 3 Sep 2004
Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (3103)SMF3 Executive Director
12 hours ago
controlled function added: (3102)SMF18 Other Overall Responsibility
12 hours ago
controlled function added: (3101)CF1 Director (AR)
12 hours ago
controlled function added: (3100)CF22 Investment Adviser (Trainee)
12 hours ago
controlled function added: (3099)CF1 Director (AR)
12 hours ago
controlled function added: (3098)CF22 Investment Adviser (Trainee)
12 hours ago
controlled function added: (3097)CF20 Significant Mgt (Settlements)
12 hours ago
controlled function added: (3096)CF21 Investment Adviser
12 hours ago
controlled function added: (3095)CF1 Director (AR)
12 hours ago
controlled function added: (3094)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.