Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lisa Caroline Thomas
IRN LCD00007
- (1945)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
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Lisa Jane Berrido
IRN LJR00006
- (2825)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
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Lisa Jayne Barnes
IRN LJB01086
- (1859)CF4 Partner (AR) (30 Sep 2002 to 9 Nov 2004)
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Liz Harrison-Flynn
IRN EXH00064
- (2626)[FCA CF] Material risk taker (12 May 2021 to 30 Nov 2022)
- (2627)[FCA CF] Significant management (17 Nov 2020 to 30 Nov 2022)
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Lloyd Derek Holyhead
IRN LDH00005
- (2180)CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
- (2179)CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)
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Lloyd Prideaux Richards
IRN LPR00005
- (2846)CF4 Partner (AR) (25 Oct 2002 to 22 Mar 2005)
- (2845)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
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Loraine Carole Watt
IRN LCW00008
- (437)CF4 Partner (AR) (1 Dec 2001 to 13 Sep 2002)
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Lorraine Honora Dutton
IRN LHD00004
- (1511)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
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Louisa Emily Williams
IRN LET01015
- (3116)CF21 Investment Adviser (7 Jun 2007 to 29 Oct 2007)
- (3115)CF22 Investment Adviser (Trainee) (30 May 2006 to 7 Jun 2007)
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Louisa Jane Ferguson
IRN LJP00016
- (1311)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Key Financial Decisions Ltd (no longer appointed)
FRN 194390 · Appointed 9 Mar 2005 · Until 28 Oct 2007
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Key Financial Services (Midlands) Ltd (no longer appointed)
FRN 194318 · Appointed 10 Feb 2005 · Until 28 Oct 2007
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Mayfair Financial & Mortgage Consultants Limited (no longer appointed)
FRN 409730 · Appointed 19 Oct 2004 · Until 28 Oct 2007
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Stonebridge Mortgage Services Ltd (no longer appointed)
FRN 407733 · Appointed 17 Sep 2004 · Until 28 Oct 2007
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TBS Financial Services Ltd (no longer appointed)
FRN 224568 · Appointed 20 Jul 2004 · Until 28 Oct 2007
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BKD Financial Planning Limited (no longer appointed)
FRN 401643 · Appointed 28 Jun 2004 · Until 17 Mar 2005
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The Mortgage Bureau (Yorkshire) Limited (no longer appointed)
FRN 206243 · Appointed 25 May 2004 · Until 8 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3113)CF1 Director (AR)
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controlled function added: (3112)CF21 Investment Adviser
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controlled function added: (3111)CF30 Customer
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controlled function added: (3110)CF21 Investment Adviser
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controlled function added: (3109)CF21 Investment Adviser
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controlled function added: (3108)[FCA CF] Significant management
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controlled function added: (3107)[FCA CF] Manager of certification employee
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controlled function added: (3106)[FCA CF] Material risk taker
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controlled function added: (3105)CF29 Significant management
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controlled function added: (3104)SMF1 Chief Executive