Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Eric Roger Pettit
IRN ERP01006
- (1315)CF22 Investment Adviser (Trainee) (4 Jan 2002 to 1 Feb 2002)
Eric William Hodkinson
IRN EWH01010
- (3048)CF1 Director (AR) (1 Dec 2001 to 29 Oct 2007)
Ernest Charles Reeves
IRN ECR00004
- (1450)CF1 Director (AR) (1 Dec 2001 to 3 Dec 2002)
Ersoy Mehmet
IRN EXM00033
- (1570)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
Eva Speakman
IRN EXS01244
- (1285)CF1 Director (AR) (31 Jan 2005 to 10 Mar 2006)
Ewan Francis Richmond
IRN EFR00002
- (2946)CF1 Director (AR) (23 Mar 2004 to 31 Jan 2006)
- (2945)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Fiona Brown
IRN FTB00003
- (2262)CF21 Investment Adviser (18 May 2006 to 29 Oct 2007)
- (2261)CF22 Investment Adviser (Trainee) (8 Jul 2005 to 18 May 2006)
Fiona Margaret Wilson Moynihan
IRN FMM00004
- (102)CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2004)
Fiona Mary Tibbenham
IRN FMM01016
- (1296)CF27 Investment Management (1 Dec 2001 to 6 Jul 2004)
Fiona Patricia Clement
IRN FPC00002
- (2173)CF21 Investment Adviser (1 Dec 2001 to 4 Sep 2006)

Smaller firms operating under this firm's FCA authorisation.

Caslings (no longer appointed)
FRN 201833 · Appointed 16 Nov 2000 · Until 1 Dec 2001
Eastwood & Rayleigh Estate Agents (no longer appointed)
FRN 175708 · Appointed 9 Nov 2000 · Until 19 Apr 2006
Century 21 Jonathan Bush (no longer appointed)
FRN 194383 · Appointed 9 Nov 2000 · Until 21 Feb 2002
Henderson Jones (no longer appointed)
FRN 194325 · Appointed 9 Nov 2000 · Until 25 Nov 2004
Cowell Norford Lettings Ltd (no longer appointed)
FRN 194384 · Appointed 7 Nov 2000 · Until 5 May 2004
Tim Johnson Dentistry (no longer appointed)
FRN 194184 · Appointed 7 Nov 2000 · Until 1 Dec 2001
The Mortgage Advice Bureau (no longer appointed)
FRN 194392 · Appointed 7 Nov 2000 · Until 3 Apr 2003
Town & Country Property Services (Residential) (no longer appointed)
FRN 160880 · Appointed 7 Nov 2000 · Until 19 Feb 2002
Maxwell Daly (no longer appointed)
FRN 194324 · Appointed 6 Nov 2000 · Until 1 Dec 2001
Larards (no longer appointed)
FRN 194185 · Appointed 6 Nov 2000 · Until 26 Nov 2004

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (3113)CF1 Director (AR)
13 hours ago
controlled function added: (3112)CF21 Investment Adviser
13 hours ago
controlled function added: (3111)CF30 Customer
13 hours ago
controlled function added: (3110)CF21 Investment Adviser
13 hours ago
controlled function added: (3109)CF21 Investment Adviser
13 hours ago
controlled function added: (3108)[FCA CF] Significant management
13 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
13 hours ago
controlled function added: (3105)CF29 Significant management
13 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.