Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 6 May 2022)
- CF4 Partner (AR) (since 16 Mar 2022)
- CF30 Customer (since 16 Mar 2022)
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Ewan Richmond and Helen Richmond Partnership
FRN 971083
- (4)Employed By (since 16 Mar 2022)
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Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 1 Aug 2016)
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Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 1 Aug 2016)
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Mortgage & Protect Ltd
FRN 753699
- (2)Employed By (since 1 Aug 2016)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Apr 2022)
- CF30 Customer (11 Jun 2018 to 21 Apr 2022)
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- Employed By (11 Jun 2018 to 21 Apr 2022)
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- CF30 Customer (13 Feb 2015 to 16 Jul 2018)
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- (16)Employed By (17 Dec 2004 to 18 Mar 2015)
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- CF1 Director (AR) (31 Oct 2004 to 31 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (16)Employed By at The Mortgage Group (NI) Ltd