Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Frederick Pygott
IRN JFP00012
- (1430)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
John Frederick Waterhouse
IRN JFW00012
- (452)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2003)
John Frederick Winn
IRN JFW00016
- (6)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
John Gallacher
IRN JXG00099
- (611)CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2004)
John Gerard McKenna
IRN JGM01090
- (1047)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 25 Nov 2005)
John Gerard O'Neill
IRN JGO00010
- (932)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
John Graham Goodwin
IRN JGG00006
- (2058)CF21 Investment Adviser (28 Feb 2005 to 28 Feb 2005)
- (2057)CF22 Investment Adviser (Trainee) (5 Jan 2005 to 28 Feb 2005)
John Gwilym Hughes
IRN JGH00021
- (969)CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)
John Henry Ozwell
IRN JHO00002
- (409)CF1 Director (AR) (1 Dec 2001 to 4 Nov 2003)
John Howard Mist
IRN JHM00022
- (2979)CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2007)
- (2980)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Advice Service Franchise Ltd (no longer appointed)
FRN 210173 · Appointed 27 Feb 2002 · Until 17 Jan 2007
Advisory Mortgage Services (no longer appointed)
FRN 209613 · Appointed 5 Feb 2002 · Until 4 Jul 2005
Grenville Turner (no longer appointed)
FRN 209502 · Appointed 1 Feb 2002 · Until 25 Apr 2006
The Yes Mortgage Centre (no longer appointed)
FRN 208760 · Appointed 16 Jan 2002 · Until 20 Jan 2005
Hinckley & Rugby Financial Services Ltd (no longer appointed)
FRN 208768 · Appointed 16 Jan 2002 · Until 11 Jan 2006
David Davies Estate Agents Ltd (no longer appointed)
FRN 208764 · Appointed 16 Jan 2002 · Until 26 Nov 2004
David Walkers & Associates (no longer appointed)
FRN 208761 · Appointed 16 Jan 2002 · Until 25 Nov 2004
Atlas Financial Services UK Limited (no longer appointed)
FRN 187777 · Appointed 1 Dec 2001 · Until 7 Feb 2003
GTM Accountancy (no longer appointed)
FRN 186464 · Appointed 1 Dec 2001 · Until 20 May 2004
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004

Updates to this firm's record on the FCA register.

13 hours ago
controlled function added: (3113)CF1 Director (AR)
13 hours ago
controlled function added: (3112)CF21 Investment Adviser
13 hours ago
controlled function added: (3111)CF30 Customer
13 hours ago
controlled function added: (3110)CF21 Investment Adviser
13 hours ago
controlled function added: (3109)CF21 Investment Adviser
13 hours ago
controlled function added: (3108)[FCA CF] Significant management
13 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
13 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
13 hours ago
controlled function added: (3105)CF29 Significant management
13 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.