John Graham Goodwin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Sep 2021)
    • CF4 Partner (AR) (8 Feb 2018 to 19 Dec 2020)
    • CF30 Customer (27 Jul 2015 to 8 Sep 2021)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (16)Employed By (27 Jul 2015 to 8 Sep 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Jan 2012)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 16 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (7 Mar 2006 to 8 Sep 2006)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (28 Feb 2005 to 28 Feb 2005)
    • CF22 Investment Adviser (Trainee) (5 Jan 2005 to 28 Feb 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (28 Feb 2005 to 28 Feb 2005)
    • CF22 Investment Adviser (Trainee) (5 Jan 2005 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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