Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mike Walsh
IRN MJW01476
- (2856)[FCA CF] Manager of certification employee (1 Apr 2020 to 1 Feb 2023)
Miles Justin Ward
IRN MJW01374
- (647)CF22 Investment Adviser (Trainee) (14 Aug 2003 to 29 Oct 2007)
Monica Ann Bradley
IRN MAB00064
- (3008)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
Murdo Robert Jessiman
IRN MRJ01056
- (2159)CF1 Director (AR) (15 Apr 2003 to 19 Jul 2006)
- (2158)CF7 Sole Trader (AR) (1 Dec 2001 to 15 Apr 2003)
Nadir Darediya
IRN NXD01193
- (1957)CF22 Investment Adviser (Trainee) (3 Jul 2006 to 31 Aug 2006)
Nancy Devine
IRN NXD01151
- (2028)CF21 Investment Adviser (11 Apr 2006 to 11 Apr 2007)
- (2027)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 Apr 2006)
Natalie Wong
IRN NXW00377
- (2593)[FCA CF] Client dealing (10 Mar 2025 to 1 Sep 2025)
Nathan Dudley Holley
IRN NDH00020
- (2189)CF22 Investment Adviser (Trainee) (10 Oct 2007 to 29 Oct 2007)
Nathan James Allsop
IRN NJA00014
- (2312)CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
Nathan Jones
IRN NXJ17172
- (2653)[FCA CF] Material risk taker (1 Apr 2020 to 12 Mar 2021)

Smaller firms operating under this firm's FCA authorisation.

Whitegates Estate Agents. (no longer appointed)
FRN 223465 · Appointed 7 Mar 2003 · Until 29 Apr 2003
E Mehmet (no longer appointed)
FRN 214153 · Appointed 5 Mar 2003 · Until 6 Aug 2004
Annette Jones (no longer appointed)
FRN 214157 · Appointed 5 Mar 2003 · Until 14 Mar 2003
First Call Finance (no longer appointed)
FRN 214386 · Appointed 5 Mar 2003 · Until 30 Sep 2003
Newton & Derry (Newark) Ltd (no longer appointed)
FRN 222734 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Key Estate Agents (Attleborough) Ltd (no longer appointed)
FRN 222733 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Mortgage Advice Bureau (no longer appointed)
FRN 222624 · Appointed 6 Feb 2003 · Until 11 Mar 2005
Friday Feeling Ltd (no longer appointed)
FRN 222589 · Appointed 5 Feb 2003 · Until 16 Feb 2005
Molyneux Estates (no longer appointed)
FRN 222580 · Appointed 5 Feb 2003 · Until 16 Apr 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 221621 · Appointed 2 Jan 2003 · Until 9 Jun 2003

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (3113)CF1 Director (AR)
3 days ago
controlled function added: (3112)CF21 Investment Adviser
3 days ago
controlled function added: (3111)CF30 Customer
3 days ago
controlled function added: (3110)CF21 Investment Adviser
3 days ago
controlled function added: (3109)CF21 Investment Adviser
3 days ago
controlled function added: (3108)[FCA CF] Significant management
3 days ago
controlled function added: (3107)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (3106)[FCA CF] Material risk taker
3 days ago
controlled function added: (3105)CF29 Significant management
3 days ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.