Nancy Devine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROSPER FINANCIAL SOLUTIONS LIMITED

    FRN 587653

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2014 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (22 Mar 2012 to 13 Dec 2013)
  • Avalon (Bournemouth) Ltd (no longer approved here)

    FRN 216110

    • Employed By (21 Jul 2010 to 29 Jan 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Jul 2010 to 29 Jan 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (20 May 2008 to 28 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF22 Investment Adviser (Trainee) (16 Apr 2007 to 31 Oct 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (20 May 2008 to 28 Feb 2010)
  • Sunflower Financial Services Ltd (no longer approved here)

    FRN 481734

    • Employed By (29 Apr 2008 to 28 Feb 2010)
  • Sea Sense Mortgages Ltd (no longer approved here)

    FRN 228858

    • (6)Employed By (16 Apr 2007 to 17 Apr 2008)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (11 Apr 2006 to 11 Apr 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 Apr 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (11 Apr 2006 to 11 Apr 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 11 Apr 2006)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Sea Sense Mortgages Ltd

  2. controlled function added: (6)Employed By at Sea Sense Mortgages Ltd