Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Frederick Pygott
IRN JFP00012
- (1430)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
John Frederick Waterhouse
IRN JFW00012
- (452)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2003)
John Frederick Winn
IRN JFW00016
- (6)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
John Gallacher
IRN JXG00099
- (611)CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2004)
John Gerard McKenna
IRN JGM01090
- (1047)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 25 Nov 2005)
John Gerard O'Neill
IRN JGO00010
- (932)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
John Graham Goodwin
IRN JGG00006
- (2058)CF21 Investment Adviser (28 Feb 2005 to 28 Feb 2005)
- (2057)CF22 Investment Adviser (Trainee) (5 Jan 2005 to 28 Feb 2005)
John Gwilym Hughes
IRN JGH00021
- (969)CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)
John Henry Ozwell
IRN JHO00002
- (409)CF1 Director (AR) (1 Dec 2001 to 4 Nov 2003)
John Howard Mist
IRN JHM00022
- (2979)CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2007)
- (2980)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003
Ace Mortgage Services (no longer appointed)
FRN 223484 · Appointed 10 Mar 2003 · Until 30 Dec 2003
Executive Estates Ltd (no longer appointed)
FRN 223483 · Appointed 10 Mar 2003 · Until 10 Apr 2003
Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 10 Mar 2003 · Until 15 Mar 2004
Whitman & Co Limited (no longer appointed)
FRN 223487 · Appointed 10 Mar 2003 · Until 15 Sep 2003
Platinum Financial Partnership Ltd (no longer appointed)
FRN 223473 · Appointed 7 Mar 2003 · Until 24 Apr 2003
G & T Marshall Ltd (no longer appointed)
FRN 223464 · Appointed 7 Mar 2003 · Until 13 Dec 2006
C Johnston & Co (no longer appointed)
FRN 223467 · Appointed 7 Mar 2003 · Until 25 Feb 2004
AJR Financial Services Ltd (no longer appointed)
FRN 223470 · Appointed 7 Mar 2003 · Until 3 Sep 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (3113)CF1 Director (AR)
11 hours ago
controlled function added: (3112)CF21 Investment Adviser
11 hours ago
controlled function added: (3111)CF30 Customer
11 hours ago
controlled function added: (3110)CF21 Investment Adviser
11 hours ago
controlled function added: (3109)CF21 Investment Adviser
11 hours ago
controlled function added: (3108)[FCA CF] Significant management
11 hours ago
controlled function added: (3107)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (3106)[FCA CF] Material risk taker
11 hours ago
controlled function added: (3105)CF29 Significant management
11 hours ago
controlled function added: (3104)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.