Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Bryan James Lewis
IRN BJL00002
- (1690)CF1 Director (AR) (1 Jun 2006 to 3 Jul 2006)
Bryan Michael Wilks
IRN BMW00010
- (1724)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Bryan Simpson
IRN BXS00052
- (1605)CF7 Sole Trader (AR) (1 Dec 2001 to 1 Jul 2003)
Bryan Stewart Chipchase
IRN BSC00011
- (1667)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Bryn James
IRN BXJ00024
- (2459)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Cameron Paul Beardmore
IRN CPB01079
- (1981)CF21 Investment Adviser (7 Apr 2006 to 29 Oct 2007)
- (1980)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 7 Apr 2006)
Camille Neave Blackburn
IRN CNB01069
- (1873)SMF16 Compliance Oversight (10 Sep 2020 to 22 Sep 2022)
Candice Hall
IRN CXH00047
- (2635)[FCA CF] Significant management (1 Apr 2020 to 14 Aug 2020)
- (2634)[FCA CF] Material risk taker (1 Apr 2020 to 12 May 2021)
Carl George Mostyn
IRN CGM00013
- (3014)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
Carl Robert Wideman
IRN CRW00017
- (746)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
- (747)CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
Key Financial Services (no longer appointed)
FRN 185200 · Appointed 30 Sep 1997 · Until 5 Aug 2002
JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
Peter Davies & Company (no longer appointed)
FRN 201078 · Appointed 1 Sep 1997 · Until 17 Mar 2003
Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
Plas Wye Consultancy (no longer appointed)
FRN 185201 · Appointed 1 Sep 1997 · Until 1 Dec 2001
Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.