Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William James Jeffrey
IRN DWJ00014
- (247)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
David William Lormor
IRN DWL00007
- (389)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- (1937)CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- (329)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- (986)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- (571)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- (2098)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- (977)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- (1634)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- (2112)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

Simpsons Estate Agents (West Byfleet) Limited (no longer appointed)
FRN 201414 · Appointed 11 Aug 1999 · Until 7 Apr 2005
The Philip James Partnership (no longer appointed)
FRN 201392 · Appointed 3 Aug 1999 · Until 20 Jan 2005
AG Investments Ltd (no longer appointed)
FRN 201391 · Appointed 2 Aug 1999 · Until 1 Dec 2001
Bath Insurance & Investment Services Ltd (no longer appointed)
FRN 201384 · Appointed 27 Jul 1999 · Until 25 Nov 2002
Swanbarn Limited (no longer appointed)
FRN 201385 · Appointed 26 Jul 1999 · Until 16 Feb 2004
Homes & Mortgages Estate Agents Ltd (no longer appointed)
FRN 189963 · Appointed 22 Jul 1999 · Until 9 Feb 2004
Seekers Direct (no longer appointed)
FRN 201449 · Appointed 20 Jul 1999 · Until 25 Feb 2002
Cairns & Co (no longer appointed)
FRN 201378 · Appointed 16 Jul 1999 · Until 29 Jan 2004
Park Place Insurance Services Ltd (no longer appointed)
FRN 190207 · Appointed 16 Jul 1999 · Until 19 Dec 2001
Taylor Bourne Estate Agents (no longer appointed)
FRN 190209 · Appointed 13 Jul 1999 · Until 9 Aug 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.