Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lisa Caroline Thomas
IRN LCD00007
- (1945)CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
Lisa Jane Berrido
IRN LJR00006
- (2825)CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Lisa Jayne Barnes
IRN LJB01086
- (1859)CF4 Partner (AR) (30 Sep 2002 to 9 Nov 2004)
Liz Harrison-Flynn
IRN EXH00064
- (2626)[FCA CF] Material risk taker (12 May 2021 to 30 Nov 2022)
- (2627)[FCA CF] Significant management (17 Nov 2020 to 30 Nov 2022)
Lloyd Derek Holyhead
IRN LDH00005
- (2180)CF21 Investment Adviser (7 Nov 2006 to 13 Jul 2007)
- (2179)CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Nov 2006)
Lloyd Prideaux Richards
IRN LPR00005
- (2846)CF4 Partner (AR) (25 Oct 2002 to 22 Mar 2005)
- (2845)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Loraine Carole Watt
IRN LCW00008
- (437)CF4 Partner (AR) (1 Dec 2001 to 13 Sep 2002)
Lorraine Honora Dutton
IRN LHD00004
- (1511)CF4 Partner (AR) (1 Dec 2001 to 21 Feb 2005)
Louisa Emily Williams
IRN LET01015
- (3116)CF21 Investment Adviser (7 Jun 2007 to 29 Oct 2007)
- (3115)CF22 Investment Adviser (Trainee) (30 May 2006 to 7 Jun 2007)
Louisa Jane Ferguson
IRN LJP00016
- (1311)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

David Collard & Co (no longer appointed)
FRN 441821 · Appointed 11 Nov 2005 · Until 28 Oct 2007
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 26 Oct 2005 · Until 28 Oct 2007
Roberts Hunt & Co (no longer appointed)
FRN 164074 · Appointed 25 Oct 2005 · Until 8 Jan 2007
UPS Financial Services (no longer appointed)
FRN 158249 · Appointed 5 Oct 2005 · Until 28 Oct 2007
Jacksons Estate Agents Ltd (no longer appointed)
FRN 440206 · Appointed 3 Oct 2005 · Until 4 Aug 2006
First Call Mortgage Services Ltd (no longer appointed)
FRN 220970 · Appointed 5 Sep 2005 · Until 22 Dec 2005
Burns and Co Maghera Ltd (no longer appointed)
FRN 134087 · Appointed 15 Jul 2005 · Until 28 Oct 2007
Castles Estate Agents Ltd (no longer appointed)
FRN 434913 · Appointed 1 Jul 2005 · Until 14 Dec 2005
R A Towse & Co (no longer appointed)
FRN 434343 · Appointed 20 Jun 2005 · Until 12 Mar 2007
Woodlands Estate Agents (no longer appointed)
FRN 433248 · Appointed 26 May 2005 · Until 16 Sep 2005

Updates to this firm's record on the FCA register.

22 hours ago
controlled function added: (3123)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (3122)CF1 Director (AR)
22 hours ago
controlled function added: (3121)CF1 Director (AR)
22 hours ago
controlled function added: (3120)CF21 Investment Adviser
22 hours ago
controlled function added: (3119)CF1 Director
22 hours ago
controlled function added: (3118)CF8 Apportionment and Oversight
22 hours ago
controlled function added: (3117)CF20 Significant Mgt (Settlements)
22 hours ago
controlled function added: (3116)CF21 Investment Adviser
22 hours ago
controlled function added: (3115)CF22 Investment Adviser (Trainee)
22 hours ago
controlled function added: (3114)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.