Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Johnson
IRN MPJ01026
- (11)[FCA CF] Manager of certification employee (since 2 Jul 2024)
Mark Joseph Flynn
IRN MJF00078
- (2177)CF22 Investment Adviser (Trainee) (8 Dec 2006 to 29 Oct 2007)
Mark Joseph Zinkula
IRN MJZ01009
- (700)CF1 Director (23 Jan 2014 to 15 Jul 2019)
Mark Julian Gregory
IRN MJG01131
- (3040)CF1 Director (13 Mar 2009 to 1 Sep 2013)
- (3039)CF8 Apportionment and Oversight (13 Mar 2009 to 31 Mar 2009)
- (3038)CF20 Significant Mgt (Settlements) (4 Dec 2003 to 8 Nov 2006)
Mark Justin Eliot
IRN MJE00029
- (1126)CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)
Mark Lee Winship
IRN MLW00005
- (2930)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mark Levy
IRN MTL00009
- (2358)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
Mark Lloyd Patch
IRN MLP01055
- (655)CF21 Investment Adviser (17 May 2007 to 29 Oct 2007)
- (654)CF22 Investment Adviser (Trainee) (12 Mar 2007 to 17 May 2007)
Mark Oliver Duffield
IRN MOD00004
- (1821)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
Mark Peter Seaton Halls
IRN MPH00023
- (233)CF1 Director (AR) (1 Dec 2001 to 2 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Colin James Dunwoody (no longer appointed)
FRN 408425 · Appointed 15 May 2006 · Until 28 Oct 2007
The Mortgage Shop (NI) Ltd (no longer appointed)
FRN 201108 · Appointed 15 May 2006 · Until 28 Oct 2007
K.G.Byrne And Associates Ltd (no longer appointed)
FRN 412793 · Appointed 15 May 2006 · Until 28 Oct 2007
Harvey Ian Wolff (no longer appointed)
FRN 179528 · Appointed 15 May 2006 · Until 5 Oct 2007
Simon Kerr & Associates (no longer appointed)
FRN 408369 · Appointed 15 May 2006 · Until 28 Oct 2007
Bridin Frances McKenna (no longer appointed)
FRN 408958 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 15 May 2006 · Until 14 Nov 2006
TMS Mortgages Ltd (no longer appointed)
FRN 407642 · Appointed 15 May 2006 · Until 28 Oct 2007
Mortgage Advice Shop (NI) Ltd (no longer appointed)
FRN 441035 · Appointed 22 Feb 2006 · Until 8 Mar 2006
Next Home (Scotland) Limited (no longer appointed)
FRN 415023 · Appointed 15 Nov 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.