Mark Justin Eliot

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Smith Eliot Financial Management Ltd (no longer approved here)
FRN 439711
- (3)Employed By (30 Nov 2005 to 27 Jan 2006)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (14 Jan 2005 to 27 Jan 2006)
- CF22 Investment Adviser (Trainee) (12 May 2004 to 14 Jan 2005)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (29 Sep 2003 to 31 Jul 2004)
- CF22 Investment Adviser (Trainee) (24 Jun 2002 to 29 Sep 2003)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 May 2002)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.