Smith Eliot Financial Management Ltd
This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
35 Market PlaceOakhamLeicsLE15 6DTUNITED KINGDOM- Phone
- +4407973349875
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Arundeep Singh Johal
IRN AXJ00239
- (15)Employed By (19 Aug 2021 to 30 Aug 2022)
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Bridget Ann Hart Maume
IRN BXM88379
- (6)Employed By (24 Jul 2020 to 2 Dec 2022)
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Charlotte Jane Courtney Potter
IRN CXP00417
- (7)Employed By (16 Jun 2022 to 31 Jan 2024)
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Craig Joseph Antony Potter
IRN CJP01207
- (8)Employed By (29 Jun 2017 to 31 Jan 2024)
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Craig Matthew Allan
IRN CXA00304
- (13)Employed By (14 Dec 2023 to 1 Nov 2024)
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Darren Ross Hopkins
IRN DRH01146
- (11)Employed By (14 Apr 2011 to 29 Sep 2013)
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Dominic Anthony Rouse
IRN DAR00003
- (1)Employed By (15 Oct 2008 to 1 Sep 2011)
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George Firmin
IRN GRF01048
- (4)Employed By (30 Nov 2015 to 8 Nov 2018)
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Jacob David Radford
IRN JXR00385
- (5)Employed By (24 May 2021 to 17 Aug 2023)
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Lisa Johan Smith
IRN LJR00001
- (2)Employed By (since 25 Oct 2018)
- (9)Employed By (10 Aug 2012 to 27 Aug 2013)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.