Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul James Higham
IRN PJH01375
- (1975)CF22 Investment Adviser (Trainee) (11 Jul 2006 to 29 Oct 2007)
Paul James Ivens
IRN PJI00003
- (1850)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Paul James Nicklinson
IRN PJN00016
- (2326)CF21 Investment Adviser (18 Jan 2002 to 15 Apr 2002)
- (2325)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jan 2002)
Paul James Ripley
IRN PJR00045
- (2428)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
- (2427)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
Paul James Robinson
IRN PJR01147
- (990)CF1 Director (AR) (26 Jul 2002 to 23 Mar 2006)
Paul James Ruscoe
IRN PJR00086
- (1402)CF30 Customer (1 Nov 2007 to 20 Oct 2011)
- (1403)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Paul James Woodward
IRN PJW00056
- (2021)CF1 Director (AR) (7 Sep 2004 to 19 Mar 2007)
- (2020)CF4 Partner (AR) (1 Dec 2001 to 22 Sep 2004)
- (2019)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
Paul Jarman
IRN PXJ00019
- (683)CF21 Investment Adviser (5 Jul 2007 to 29 Oct 2007)
- (682)CF22 Investment Adviser (Trainee) (2 Mar 2006 to 5 Jul 2007)
Paul John Merritt
IRN PJM00071
- (1778)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Paul John Mitchener
IRN PJM01348
- (1774)CF29 Significant management (1 Nov 2007 to 31 May 2009)
- (1775)CF16 Significant Mgt (Desgntd Investment Business) (19 Jan 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Bradshaw Associates 1 (no longer appointed)
FRN 157431 · Appointed 1 Dec 2001 · Until 14 Jul 2004
Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
Financial Advice Bureau.com Ltd (no longer appointed)
FRN 193972 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Charles Derby Hayes Ltd (no longer appointed)
FRN 187785 · Appointed 1 Dec 2001 · Until 8 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.