Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Thomas
IRN AXT01668
- (1604)CF29 Significant management (26 May 2011 to 30 Jun 2013)
Andrew Thomas Cozzolino
IRN ATC00014
- (1377)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
Andrew Thomas Frear
IRN ATF00004
- (2458)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
Andrew Thomas McArdle
IRN ATM00016
- (2463)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2008)
- (2462)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
Andrew Tristram Daldry
IRN ATD00002
- (2904)CF21 Investment Adviser (25 Jan 2005 to 29 Oct 2007)
Andrew Victor Ewing
IRN AVE00001
- (2574)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
Andrew William Eaton
IRN AWE01012
- (750)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 7 Jul 2006)
Andrew William Thompstone
IRN AWT00011
- (784)CF21 Investment Adviser (2 Jul 2002 to 28 Feb 2003)
- (783)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)
Andrzej Wojciech Pioch
IRN AWP01062
- (1893)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Andy Antoni Berou
IRN AAB00012
- (534)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2002)
- (535)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

Elliott & Partners Ltd (no longer appointed)
FRN 178584 · Appointed 26 Sep 1994 · Until 12 Jun 2003
Adam Kennedy (no longer appointed)
FRN 175974 · Appointed 1 Sep 1994 · Until 9 Jul 2002
Edward James Property Services (no longer appointed)
FRN 175406 · Appointed 1 Sep 1994 · Until 25 Nov 2003
Deerwalk Properties Ltd (no longer appointed)
FRN 186126 · Appointed 8 Aug 1994 · Until 1 Dec 2001
Ask Financial Services (no longer appointed)
FRN 176578 · Appointed 8 Aug 1994 · Until 1 Dec 2001
Mortgage Solutions and Solutions II (no longer appointed)
FRN 175922 · Appointed 1 Aug 1994 · Until 5 Feb 2007
JJC Consultancy (no longer appointed)
FRN 176138 · Appointed 1 Aug 1994 · Until 1 Dec 2001
Chappell Associates Limited (no longer appointed)
FRN 175437 · Appointed 15 Jul 1994 · Until 1 Dec 2001
Royston & Lund Estate Agents (no longer appointed)
FRN 183103 · Appointed 14 Jul 1994 · Until 30 Oct 2004
Seymours (no longer appointed)
FRN 181923 · Appointed 1 Jul 1994 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (3123)SMF7 Group Entity Senior Manager
12 hours ago
controlled function added: (3122)CF1 Director (AR)
12 hours ago
controlled function added: (3121)CF1 Director (AR)
12 hours ago
controlled function added: (3120)CF21 Investment Adviser
12 hours ago
controlled function added: (3119)CF1 Director
12 hours ago
controlled function added: (3118)CF8 Apportionment and Oversight
12 hours ago
controlled function added: (3117)CF20 Significant Mgt (Settlements)
12 hours ago
controlled function added: (3116)CF21 Investment Adviser
12 hours ago
controlled function added: (3115)CF22 Investment Adviser (Trainee)
12 hours ago
controlled function added: (3114)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.