Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (8)Employed By (5 Mar 2008 to 4 Apr 2008)
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- CF30 Customer (1 Nov 2007 to 15 Apr 2011)
- CF22 Investment Adviser (Trainee) (17 May 2007 to 31 Oct 2007)
- CF4 Partner (AR) (17 May 2007 to 15 Apr 2011)
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- CF1 Director (AR) (31 Oct 2004 to 4 Apr 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
- CF1 Director (AR) (1 Dec 2001 to 4 Apr 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
- CF1 Director (AR) (1 Dec 2001 to 4 Apr 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)Employed By at Yorkshire Financial Consultancy Limited