Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Simon Sparrow
IRN CSS00015
- (1053)CF15 Internal Audit (1 Dec 2001 to 12 Oct 2007)
Christopher Teschmacher
IRN CXT01432
- (1895)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Christopher Thorpe
IRN CXT01332
- (2889)CF22 Investment Adviser (Trainee) (30 Aug 2007 to 29 Oct 2007)
Christopher Trevor Lunn
IRN CTL00005
- (258)CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
- (257)CF22 Investment Adviser (Trainee) (15 Jun 2005 to 17 Apr 2007)
Christopher William Payne
IRN CWP00001
- (1699)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Christopher William Spillane
IRN CWS00006
- (2790)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Christopher, Victor Griffin
IRN CVG00001
- (3074)CF1 Director (AR) (1 Dec 2001 to 13 Apr 2012)
Christy Corbett Morrison
IRN CCM01082
- (1916)[FCA CF] Manager of certification employee (1 Apr 2020 to 24 Oct 2024)
Ciara Marie Mathews
IRN CMM01130
- (971)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (970)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 21 Mar 2007)
Claire Aley
IRN CXA46677
- (2836)[FCA CF] Material risk taker (9 Dec 2019 to 9 May 2025)
- (2837)[FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Cardens Estate Agents (no longer appointed)
FRN 201275 · Appointed 2 Dec 1998 · Until 1 Dec 2001
Hampshire & Helmn Estate Agents (no longer appointed)
FRN 201210 · Appointed 27 Nov 1998 · Until 19 Dec 2001
Nicholas Estate Agents (no longer appointed)
FRN 192828 · Appointed 11 Nov 1998 · Until 20 Jun 2003
Mortgage Choices Limited (no longer appointed)
FRN 201257 · Appointed 5 Nov 1998 · Until 16 May 2003
Gold Snapes Residential (no longer appointed)
FRN 188958 · Appointed 2 Oct 1998 · Until 19 Jul 2002
Hazelwood Financial Services (no longer appointed)
FRN 189036 · Appointed 1 Oct 1998 · Until 1 Oct 2003
Countryside Estates (South) Limited (no longer appointed)
FRN 201325 · Appointed 21 Sep 1998 · Until 17 May 2002
Thomas Estate (no longer appointed)
FRN 188044 · Appointed 11 Sep 1998 · Until 4 Mar 2003
John P Kaylor (no longer appointed)
FRN 201181 · Appointed 1 Sep 1998 · Until 10 Aug 2004
Harding's Estate Agents (no longer appointed)
FRN 201171 · Appointed 1 Sep 1998 · Until 22 May 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.