Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark David Battson
IRN MDB00036
- (2329)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
Mark David Goodwin
IRN MDG00017
- (1341)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Mark David Hodge
IRN MDH00023
- (2824)CF21 Investment Adviser (6 Mar 2006 to 29 Oct 2007)
- (2823)CF22 Investment Adviser (Trainee) (12 Jul 2005 to 6 Mar 2006)
Mark Douglas Jordy
IRN MDJ01021
- (44)SMF7 Group Entity Senior Manager (since 22 Aug 2020)
- (3060)Director of firm who is not a certification employee or a SMF manager (24 Mar 2021 to 26 Jan 2023)
Mark Edward Bogusz
IRN MEB01097
- (907)CF4 Partner (AR) (1 Dec 2001 to 18 Aug 2004)
Mark Gibson
IRN MXG00113
- (1202)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1201)CF22 Investment Adviser (Trainee) (8 Oct 2002 to 2 Apr 2003)
Mark Graeme Sullman
IRN MGS00029
- (1387)CF21 Investment Adviser (22 Jul 2002 to 1 Aug 2002)
- (1386)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2002)
Mark Hall
IRN MWH01090
- (43)SMF7 Group Entity Senior Manager (since 29 Apr 2021)
- (2970)[FCA CF] Material risk taker (1 Apr 2020 to 10 May 2021)
- (2971)[FCA CF] Significant management (1 Apr 2020 to 10 May 2021)
Mark Heil
IRN MVH00003
- (2487)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
Mark Hudson
IRN MXH00129
- (2987)CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2005)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.