Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Johnson
IRN MPJ01026
- (11)[FCA CF] Manager of certification employee (since 2 Jul 2024)
Mark Joseph Flynn
IRN MJF00078
- (2177)CF22 Investment Adviser (Trainee) (8 Dec 2006 to 29 Oct 2007)
Mark Joseph Zinkula
IRN MJZ01009
- (700)CF1 Director (23 Jan 2014 to 15 Jul 2019)
Mark Julian Gregory
IRN MJG01131
- (3040)CF1 Director (13 Mar 2009 to 1 Sep 2013)
- (3039)CF8 Apportionment and Oversight (13 Mar 2009 to 31 Mar 2009)
- (3038)CF20 Significant Mgt (Settlements) (4 Dec 2003 to 8 Nov 2006)
Mark Justin Eliot
IRN MJE00029
- (1126)CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)
Mark Lee Winship
IRN MLW00005
- (2930)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Mark Levy
IRN MTL00009
- (2358)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
Mark Lloyd Patch
IRN MLP01055
- (655)CF21 Investment Adviser (17 May 2007 to 29 Oct 2007)
- (654)CF22 Investment Adviser (Trainee) (12 Mar 2007 to 17 May 2007)
Mark Oliver Duffield
IRN MOD00004
- (1821)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
Mark Peter Seaton Halls
IRN MPH00023
- (233)CF1 Director (AR) (1 Dec 2001 to 2 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Leek United Financial Services Ltd (no longer appointed)
FRN 208765 · Appointed 25 May 2005 · Until 28 Oct 2007
Carlton Athletic (no longer appointed)
FRN 432804 · Appointed 17 May 2005 · Until 28 Oct 2007
Bishop & Co Mortgage Services Limited (no longer appointed)
FRN 411958 · Appointed 17 May 2005 · Until 8 Jan 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 10 May 2005 · Until 8 Feb 2006
Gloucester Property Centre Limited (no longer appointed)
FRN 413503 · Appointed 26 Apr 2005 · Until 28 Oct 2007
Wealthspend Limited (no longer appointed)
FRN 160735 · Appointed 20 Apr 2005 · Until 28 Oct 2007
Richard Poyntz & Co (Partnership) (no longer appointed)
FRN 430717 · Appointed 13 Apr 2005 · Until 28 Aug 2007
William John Peoples (no longer appointed)
FRN 408644 · Appointed 7 Apr 2005 · Until 28 Oct 2007
Chandler & Co UK Ltd (no longer appointed)
FRN 403175 · Appointed 24 Mar 2005 · Until 28 Oct 2007
Garveys Ltd (no longer appointed)
FRN 429908 · Appointed 22 Mar 2005 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.