Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Hugh Edward Jennings
IRN JHJ00002
- (755)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
John James Miller
IRN JJM01134
- (394)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
John Joseph Mallon
IRN JJM01189
- (28)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Mar 2004)
John Kenneth Quinn
IRN JKQ00002
- (404)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
John Knowlton Watson
IRN JKW00014
- (403)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
John Lyons
IRN JXL00112
- (2631)[FCA CF] Material risk taker (3 Jul 2024 to 13 Dec 2024)
John Martin McPolin
IRN JMM00044
- (2994)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
John McCandless
IRN JXM00019
- (1362)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
John Michael Flynn
IRN JMF00022
- (1092)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
John Michael Mann
IRN JXM00119
- (1115)CF22 Investment Adviser (Trainee) (5 Jan 2006 to 17 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Midland Financial Consultancy Services (no longer appointed)
FRN 214171 · Appointed 1 Dec 2001 · Until 23 Feb 2005
Hemmings Associates (no longer appointed)
FRN 201596 · Appointed 1 Dec 2001 · Until 11 Nov 2004
Bridges 2000 Limited (no longer appointed)
FRN 185815 · Appointed 1 Dec 2001 · Until 22 Apr 2005
John Fisk and Company (no longer appointed)
FRN 156052 · Appointed 1 Dec 2001 · Until 28 Jan 2004
Churchill Estates Independent Mortgage Services (no longer appointed)
FRN 214138 · Appointed 1 Dec 2001 · Until 4 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Brian Armitage Mortgage Insurance and Pension Services (no longer appointed)
FRN 161035 · Appointed 1 Dec 2001 · Until 30 Apr 2004
Local Financial Services Ltd (no longer appointed)
FRN 201112 · Appointed 1 Dec 2001 · Until 24 Jul 2003
Bramleys Financial Consultants Limited (no longer appointed)
FRN 157218 · Appointed 1 Dec 2001 · Until 3 Mar 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.