Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul James Higham
IRN PJH01375
- (1975)CF22 Investment Adviser (Trainee) (11 Jul 2006 to 29 Oct 2007)
Paul James Ivens
IRN PJI00003
- (1850)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)
Paul James Nicklinson
IRN PJN00016
- (2326)CF21 Investment Adviser (18 Jan 2002 to 15 Apr 2002)
- (2325)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jan 2002)
Paul James Ripley
IRN PJR00045
- (2428)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
- (2427)CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
Paul James Robinson
IRN PJR01147
- (990)CF1 Director (AR) (26 Jul 2002 to 23 Mar 2006)
Paul James Ruscoe
IRN PJR00086
- (1402)CF30 Customer (1 Nov 2007 to 20 Oct 2011)
- (1403)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Paul James Woodward
IRN PJW00056
- (2021)CF1 Director (AR) (7 Sep 2004 to 19 Mar 2007)
- (2020)CF4 Partner (AR) (1 Dec 2001 to 22 Sep 2004)
- (2019)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2002)
Paul Jarman
IRN PXJ00019
- (683)CF21 Investment Adviser (5 Jul 2007 to 29 Oct 2007)
- (682)CF22 Investment Adviser (Trainee) (2 Mar 2006 to 5 Jul 2007)
Paul John Merritt
IRN PJM00071
- (1778)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Paul John Mitchener
IRN PJM01348
- (1774)CF29 Significant management (1 Nov 2007 to 31 May 2009)
- (1775)CF16 Significant Mgt (Desgntd Investment Business) (19 Jan 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
Moorpride Limited (no longer appointed)
FRN 223485 · Appointed 10 Mar 2003 · Until 3 Sep 2004
Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.