Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Thomas
IRN AXT01668
- (1604)CF29 Significant management (26 May 2011 to 30 Jun 2013)
Andrew Thomas Cozzolino
IRN ATC00014
- (1377)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
Andrew Thomas Frear
IRN ATF00004
- (2458)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
Andrew Thomas McArdle
IRN ATM00016
- (2463)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2008)
- (2462)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
Andrew Tristram Daldry
IRN ATD00002
- (2904)CF21 Investment Adviser (25 Jan 2005 to 29 Oct 2007)
Andrew Victor Ewing
IRN AVE00001
- (2574)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
Andrew William Eaton
IRN AWE01012
- (750)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 7 Jul 2006)
Andrew William Thompstone
IRN AWT00011
- (784)CF21 Investment Adviser (2 Jul 2002 to 28 Feb 2003)
- (783)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)
Andrzej Wojciech Pioch
IRN AWP01062
- (1893)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Andy Antoni Berou
IRN AAB00012
- (534)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2002)
- (535)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Smaller firms operating under this firm's FCA authorisation.

Andrew Glover Finance (no longer appointed)
FRN 201230 · Appointed 1 Jan 1994 · Until 5 Feb 2002
Legal & General Bank Ltd (no longer appointed)
FRN 191910 · Appointed 1 Jan 1994 · Until 1 Dec 2001
Wilkie and Hemmings (no longer appointed)
FRN 200881 · Appointed 1 Jan 1994 · Until 28 May 2004
Sharman Quigley & Faulkner (no longer appointed)
FRN 176326 · Appointed 1 Jan 1994 · Until 25 Apr 2006
Adam Kennedy Estate Agents (no longer appointed)
FRN 175095 · Appointed 1 Jan 1994 · Until 9 Jul 2002
Kingdom Properties Ltd (no longer appointed)
FRN 201183 · Appointed 1 Jan 1994 · Until 1 Dec 2001
Graham Butt Estate Agents (no longer appointed)
FRN 185852 · Appointed 1 Jan 1994 · Until 18 May 2004
Clive Gill Financial Services (no longer appointed)
FRN 175601 · Appointed 1 Jan 1994 · Until 25 Feb 2002
Adam Kennedy Nelson & Bowling Woodford (no longer appointed)
FRN 175139 · Appointed 25 Dec 1993 · Until 22 Jun 2005
Athertons Financial Services (no longer appointed)
FRN 175103 · Appointed 20 Dec 1993 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.