Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Maxine Wardlow
IRN MXM00118
- (2501)CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Maxwell Dale
IRN MXD00114
- (1694)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Melanie Jane Seymour
IRN MJS00180
- (2765)CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)
Melissa Jayne Lomasney
IRN MJL01255
- (1290)CF26 Customer Trading (26 May 2005 to 28 Jun 2005)
Melvyn Brian Payne
IRN MBP00006
- (456)CF1 Director (AR) (11 Jul 2002 to 22 Mar 2005)
Merryn Jane Walters
IRN MJW01488
- (16)CF22 Investment Adviser (Trainee) (1 Oct 2007 to 29 Oct 2007)
Michael Allan Sharman
IRN MAS00075
- (406)CF1 Director (AR) (1 Dec 2001 to 19 Aug 2004)
Michael Anthony Norwood
IRN MAN00013
- (220)CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
Michael Anthony Smurthwaite
IRN MAS00053
- (2537)CF21 Investment Adviser (30 Mar 2005 to 29 Oct 2007)
- (2538)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Mar 2004)
Michael Barrie
IRN MDB01147
- (2779)[FCA CF] Manager of certification employee (18 Oct 2021 to 1 Feb 2023)
- (2778)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)

Smaller firms operating under this firm's FCA authorisation.

Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
John Bassett Professional Financial Management (no longer appointed)
FRN 163877 · Appointed 31 Mar 2003 · Until 13 Nov 2003
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Charles Joseph Financial Services Ltd (no longer appointed)
FRN 207640 · Appointed 26 Mar 2003 · Until 16 Jan 2007
Marlowe Financial Associates (no longer appointed)
FRN 218920 · Appointed 26 Mar 2003 · Until 17 Feb 2005
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
A1 Financial Consultancy (no longer appointed)
FRN 211403 · Appointed 26 Mar 2003 · Until 22 Mar 2004
Beechwood Mortgages Ltd (no longer appointed)
FRN 219335 · Appointed 26 Mar 2003 · Until 4 Aug 2004
L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.