Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 3 Dec 2024)
    • [FCA CF] Manager of certification employee (since 30 Jul 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (18 Jan 2023 to 28 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Manager of certification employee (since 30 Jul 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (30 Jul 2021 to 28 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Manager of certification employee (since 30 Jul 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (30 Jul 2021 to 28 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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