Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David John Brown
IRN DJB01572
- (1909)CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)
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David John Davies
IRN DJD00041
- (766)CF30 Customer (1 Nov 2007 to 15 Nov 2007)
- (767)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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David John Eggison
IRN DJE00023
- (2793)CF22 Investment Adviser (Trainee) (16 Apr 2007 to 29 Oct 2007)
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David John Emery
IRN DJE00020
- (862)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
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David John Fogg
IRN DJF01166
- (779)CF22 Investment Adviser (Trainee) (2 Aug 2006 to 25 May 2007)
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David John Jones
IRN DJJ00016
- (2976)CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
- (2977)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)
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David John Jones
IRN DJJ01073
- (2973)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2002)
- (2972)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
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David John Loader
IRN DJL00082
- (1346)CF21 Investment Adviser (22 Dec 2004 to 30 Jun 2005)
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David John Mundy
IRN DJM00017
- (55)CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
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David John Peasgood
IRN DJP00062
- (285)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Advice Centre (no longer appointed)
FRN 193321 · Appointed 13 Sep 1999 · Until 5 Feb 2007
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Paul Clements Shelton & Co (no longer appointed)
FRN 190364 · Appointed 9 Sep 1999 · Until 29 Nov 2002
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Hanover Shine Sales Limited (no longer appointed)
FRN 201434 · Appointed 2 Sep 1999 · Until 1 Jul 2003
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Voluntary Service Overseas (no longer appointed)
FRN 201425 · Appointed 2 Sep 1999 · Until 30 Apr 2002
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Morgan Financial Services (no longer appointed)
FRN 201417 · Appointed 26 Aug 1999 · Until 13 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (6)[FCA CF] Manager of certification employee
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controlled function added: (5)[FCA CF] Manager of certification employee
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controlled function added: (4)[FCA CF] Client dealing
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controlled function added: (3)[FCA CF] Material risk taker
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controlled function added: (2)[FCA CF] Client dealing
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controlled function added: (1)[FCA CF] Material risk taker
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controlled function added: (3137)CF4 Partner (AR)
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controlled function added: (3136)CF21 Investment Adviser
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controlled function added: (3135)CF1 Director
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controlled function added: (3134)CF3 Chief Executive