Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Griffiths
IRN DXG00020
- (863)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)
David Harper
IRN DXH01636
- (2239)CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
David Henry Griffith
IRN DXG00062
- (3000)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
David Hubert Nicholson
IRN DHN01009
- (3101)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
David Ian Carrick
IRN DIC00001
- (3096)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
David Irving
IRN DXI00002
- (763)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
- (764)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
David Jackson
IRN DXJ00025
- (916)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
David James George Carphin
IRN DJC00120
- (1649)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
David Jenkins
IRN DXJ00082
- (1991)CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
David John Alan Puckett
IRN DJP00048
- (382)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Gascoigne Property Services (no longer appointed)
FRN 190521 · Appointed 5 Oct 1999 · Until 7 Apr 2003
Lakegrange Ltd (no longer appointed)
FRN 201458 · Appointed 4 Oct 1999 · Until 23 Jan 2006
Flatfinders Limited (no longer appointed)
FRN 193901 · Appointed 1 Oct 1999 · Until 1 Dec 2001
Northwoods Residential (no longer appointed)
FRN 201466 · Appointed 30 Sep 1999 · Until 16 Oct 2002
Mortgage Finder (no longer appointed)
FRN 201465 · Appointed 29 Sep 1999 · Until 26 Jan 2004
Shepherd Sharpe Property Consultants (no longer appointed)
FRN 201454 · Appointed 28 Sep 1999 · Until 1 Dec 2001
Simon Miller & Company (no longer appointed)
FRN 201452 · Appointed 24 Sep 1999 · Until 21 Feb 2002
Wadsworth Estates (no longer appointed)
FRN 201450 · Appointed 21 Sep 1999 · Until 7 Apr 2003
Spring Financial Services Limited (no longer appointed)
FRN 193315 · Appointed 20 Sep 1999 · Until 1 Aug 2002
Feldean (Edmonton) Ltd (no longer appointed)
FRN 190363 · Appointed 20 Sep 1999 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (4)[FCA CF] Client dealing
12 hours ago
controlled function added: (3)[FCA CF] Material risk taker
12 hours ago
controlled function added: (2)[FCA CF] Client dealing
12 hours ago
controlled function added: (1)[FCA CF] Material risk taker
12 hours ago
controlled function added: (3137)CF4 Partner (AR)
12 hours ago
controlled function added: (3136)CF21 Investment Adviser
12 hours ago
controlled function added: (3135)CF1 Director
12 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.