Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David John Brown
IRN DJB01572
- (1909)CF28 Systems and controls (26 Jan 2011 to 14 Feb 2014)
David John Davies
IRN DJD00041
- (766)CF30 Customer (1 Nov 2007 to 15 Nov 2007)
- (767)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David John Eggison
IRN DJE00023
- (2793)CF22 Investment Adviser (Trainee) (16 Apr 2007 to 29 Oct 2007)
David John Emery
IRN DJE00020
- (862)CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
David John Fogg
IRN DJF01166
- (779)CF22 Investment Adviser (Trainee) (2 Aug 2006 to 25 May 2007)
David John Jones
IRN DJJ01073
- (2973)CF4 Partner (AR) (1 Dec 2001 to 11 Mar 2002)
- (2972)CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
David John Jones
IRN DJJ00016
- (2976)CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2002)
- (2977)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)
David John Loader
IRN DJL00082
- (1346)CF21 Investment Adviser (22 Dec 2004 to 30 Jun 2005)
David John Mundy
IRN DJM00017
- (55)CF22 Investment Adviser (Trainee) (8 May 2007 to 29 Oct 2007)
David John Peasgood
IRN DJP00062
- (285)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Hose Rhodes Dickson Limited (no longer appointed)
FRN 191322 · Appointed 29 Feb 2000 · Until 19 Dec 2001
One to One Mortgages Ltd (no longer appointed)
FRN 193233 · Appointed 24 Feb 2000 · Until 28 May 2003
Bentley Wood Ltd (no longer appointed)
FRN 191215 · Appointed 22 Feb 2000 · Until 21 Jul 2003
Readings Property Services 11 (no longer appointed)
FRN 193333 · Appointed 21 Feb 2000 · Until 27 Sep 2002
Catling & Co Ltd (no longer appointed)
FRN 191216 · Appointed 21 Feb 2000 · Until 1 Dec 2001
Philip Halnes & Co (no longer appointed)
FRN 191210 · Appointed 18 Feb 2000 · Until 1 Dec 2001
Madisons Estate Agents Ltd (no longer appointed)
FRN 191211 · Appointed 16 Feb 2000 · Until 20 Jan 2005
Krishna Agencies (no longer appointed)
FRN 140332 · Appointed 15 Feb 2000 · Until 17 May 2002
Onn Financial Management (no longer appointed)
FRN 194060 · Appointed 15 Feb 2000 · Until 6 Aug 2004
Redrose UK Limited (no longer appointed)
FRN 191371 · Appointed 10 Feb 2000 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (4)[FCA CF] Client dealing
7 hours ago
controlled function added: (3)[FCA CF] Material risk taker
7 hours ago
controlled function added: (2)[FCA CF] Client dealing
7 hours ago
controlled function added: (1)[FCA CF] Material risk taker
7 hours ago
controlled function added: (3137)CF4 Partner (AR)
7 hours ago
controlled function added: (3136)CF21 Investment Adviser
7 hours ago
controlled function added: (3135)CF1 Director
7 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.