Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William James Jeffrey
IRN DWJ00014
- (247)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
David William Lormor
IRN DWL00007
- (389)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- (1937)CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- (329)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- (986)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- (571)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- (2098)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- (977)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- (1634)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- (2112)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

Oakleys Estate Agents (no longer appointed)
FRN 193397 · Appointed 4 Aug 2000 · Until 8 Mar 2002
Cambridge Structures Housing Limited (no longer appointed)
FRN 192680 · Appointed 3 Aug 2000 · Until 1 Dec 2001
Dawnquest Limited (no longer appointed)
FRN 192679 · Appointed 3 Aug 2000 · Until 1 Dec 2001
The Mortgage Door (no longer appointed)
FRN 193398 · Appointed 2 Aug 2000 · Until 22 Oct 2004
Putterills of Hertfordshire (Wheathampstead) (no longer appointed)
FRN 193396 · Appointed 1 Aug 2000 · Until 30 May 2002
Swansea Mortgage Centre (no longer appointed)
FRN 194321 · Appointed 1 Aug 2000 · Until 18 Jan 2005
Harrison Ingram (no longer appointed)
FRN 192640 · Appointed 27 Jul 2000 · Until 23 Aug 2002
Rivington Mortgage & Investment Services (no longer appointed)
FRN 192513 · Appointed 27 Jul 2000 · Until 10 Dec 2003
Direct Financial Services (no longer appointed)
FRN 194059 · Appointed 25 Jul 2000 · Until 30 Jun 2004
JW Wood Darlington Ltd (no longer appointed)
FRN 193971 · Appointed 25 Jul 2000 · Until 21 Apr 2006

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (4)[FCA CF] Client dealing
6 hours ago
controlled function added: (3)[FCA CF] Material risk taker
6 hours ago
controlled function added: (2)[FCA CF] Client dealing
6 hours ago
controlled function added: (1)[FCA CF] Material risk taker
6 hours ago
controlled function added: (3137)CF4 Partner (AR)
6 hours ago
controlled function added: (3136)CF21 Investment Adviser
6 hours ago
controlled function added: (3135)CF1 Director
6 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.