Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Hugh Edward Jennings
IRN JHJ00002
- (755)CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2002)
John James Miller
IRN JJM01134
- (394)CF1 Director (AR) (1 Dec 2001 to 29 Dec 2005)
John Joseph Mallon
IRN JJM01189
- (28)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Mar 2004)
John Kenneth Quinn
IRN JKQ00002
- (404)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
John Knowlton Watson
IRN JKW00014
- (403)CF1 Director (AR) (1 Dec 2001 to 11 Jun 2004)
John Lyons
IRN JXL00112
- (2631)[FCA CF] Material risk taker (3 Jul 2024 to 13 Dec 2024)
John Martin McPolin
IRN JMM00044
- (2994)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
John McCandless
IRN JXM00019
- (1362)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
John Michael Flynn
IRN JMF00022
- (1092)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
John Michael Mann
IRN JXM00119
- (1115)CF22 Investment Adviser (Trainee) (5 Jan 2006 to 17 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Horts Estate Agents Ltd (no longer appointed)
FRN 214162 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
John Fisk and Company (no longer appointed)
FRN 156052 · Appointed 1 Dec 2001 · Until 28 Jan 2004
Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
George Taylor & Associates (no longer appointed)
FRN 211404 · Appointed 1 Dec 2001 · Until 28 Oct 2007
Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
David Walker Mortgage Services Ltd (no longer appointed)
FRN 201579 · Appointed 1 Dec 2001 · Until 13 Dec 2001
Century 21 McIvor Homes (no longer appointed)
FRN 175405 · Appointed 1 Dec 2001 · Until 29 Jun 2004
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
David Davies Associates (no longer appointed)
FRN 160818 · Appointed 1 Dec 2001 · Until 18 Nov 2002

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (5)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (4)[FCA CF] Client dealing
11 hours ago
controlled function added: (3)[FCA CF] Material risk taker
11 hours ago
controlled function added: (2)[FCA CF] Client dealing
11 hours ago
controlled function added: (1)[FCA CF] Material risk taker
11 hours ago
controlled function added: (3137)CF4 Partner (AR)
11 hours ago
controlled function added: (3136)CF21 Investment Adviser
11 hours ago
controlled function added: (3135)CF1 Director
11 hours ago
controlled function added: (3134)CF3 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.