Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Martin John Price
IRN MJP00114
- (1453)CF1 Director (AR) (1 Dec 2001 to 24 Feb 2003)
- Martin Keith Purnell
IRN MKP00003
- (2080)CF22 Investment Adviser (Trainee) (1 Oct 2007 to 29 Oct 2007)
- Martin Leslie Shinn
IRN MXS00137
- (681)CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2001)
- Martin Ratcliffe
IRN MXR00068
- (2933)CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2004)
- Martin Richard Horner
IRN MRH00039
- (498)CF4 Partner (AR) (1 Dec 2001 to 8 Feb 2005)
- Martin Ronald Worlledge
IRN MRW00036
- (2311)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2005)
- Martin Ross
IRN MXR00161
- (2630)[FCA CF] Material risk taker (1 Sep 2020 to 31 Oct 2024)
- Martin Sutherland
IRN MXS00128
- (433)CF7 Sole Trader (AR) (1 Dec 2001 to 22 Jan 2003)
- (432)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- Martin Trevor Luffman
IRN MTL00011
- (2376)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
- Martin Wilkins
IRN MXW00133
- (2734)CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
- (2733)CF7 Sole Trader (AR) (1 Dec 2001 to 14 Feb 2005)
- (2732)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- APH Financial Management Services Ltd(no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
- Thameside Mortgage & Protection Ltd(no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
- Jigsaw Financial Services Ltd(no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (2763)CF22 Investment Adviser (Trainee)
controlled function added: (2762)CF21 Investment Adviser
controlled function added: (2761)CF22 Investment Adviser (Trainee)
controlled function added: (2760)CF21 Investment Adviser
controlled function added: (2759)CF11 Money Laundering Reporting
controlled function added: (2758)SMF17 Money Laundering Reporting Officer (MLRO)
controlled function added: (2757)[FCA CF] Material risk taker
controlled function added: (2756)[FCA CF] Significant management
controlled function added: (2755)CF28 Systems and controls
controlled function added: (2754)CF21 Investment Adviser