Martin Keith Purnell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Client dealing (18 Jan 2021 to 29 Apr 2022)
- [FCA CF] Functions requiring qualifications (18 Jan 2021 to 29 Apr 2022)
- CF30 Customer (3 Jan 2018 to 8 Dec 2019)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (1 Oct 2007 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (1 Oct 2007 to 29 Oct 2007)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF22 Investment Adviser (Trainee) (17 May 2006 to 29 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.