Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 29 Mar 2018)
- CF1 Director (29 Mar 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (29 Mar 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (29 Mar 2018 to 30 Sep 2018)
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- CF1 Director (AR) (31 Oct 2004 to 5 Jan 2010)
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- CF7 Sole Trader (AR) (1 Dec 2001 to 14 Feb 2005)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
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- CF7 Sole Trader (AR) (1 Dec 2001 to 14 Feb 2005)
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2005)
- CF1 Director (AR) (1 Dec 2001 to 14 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.