Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David John Robinson
IRN DJR00090
- (2259)CF21 Investment Adviser (5 Jun 2006 to 29 Oct 2007)
- (2258)CF22 Investment Adviser (Trainee) (19 May 2005 to 5 Jun 2006)
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David John Vivian Morgan
IRN DJM01334
- (718)CF1 Director (AR) (24 Jun 2003 to 29 Dec 2005)
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David John Winnard
IRN DJW00077
- (226)CF7 Sole Trader (AR) (1 Dec 2001 to 25 Feb 2004)
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David Keith Parkinson
IRN DKP00006
- (395)CF22 Investment Adviser (Trainee) (19 Jun 2006 to 29 Oct 2007)
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David Kevin Fearnehough
IRN DXF00031
- (625)CF22 Investment Adviser (Trainee) (4 Dec 2003 to 1 Feb 2005)
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David Kevin Thomas
IRN DKT00002
- (366)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)
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David King
IRN DXK00055
- (256)CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2002)
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David Leslie Chandler
IRN DLC00018
- (1373)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
- (1374)CF1 Director (AR) (1 Dec 2001 to 17 Mar 2003)
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David Leslie Goddard
IRN DLG00009
- (3026)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
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David Loxley Trickett
IRN DLT00012
- (307)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Mar 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Advice Centre (no longer appointed)
FRN 193321 · Appointed 13 Sep 1999 · Until 5 Feb 2007
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Paul Clements Shelton & Co (no longer appointed)
FRN 190364 · Appointed 9 Sep 1999 · Until 29 Nov 2002
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Hanover Shine Sales Limited (no longer appointed)
FRN 201434 · Appointed 2 Sep 1999 · Until 1 Jul 2003
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Voluntary Service Overseas (no longer appointed)
FRN 201425 · Appointed 2 Sep 1999 · Until 30 Apr 2002
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Morgan Financial Services (no longer appointed)
FRN 201417 · Appointed 26 Aug 1999 · Until 13 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function