Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
David Griffiths
IRN DXG00020
- (863)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)
-
David Harper
IRN DXH01636
- (2239)CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
-
David Henry Griffith
IRN DXG00062
- (3000)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
-
David Hubert Nicholson
IRN DHN01009
- (3101)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
-
David Ian Carrick
IRN DIC00001
- (3096)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
-
David Irving
IRN DXI00002
- (763)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
- (764)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
-
David Jackson
IRN DXJ00025
- (916)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
-
David James George Carphin
IRN DJC00120
- (1649)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
-
David Jenkins
IRN DXJ00082
- (1991)CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
-
David John Alan Puckett
IRN DJP00048
- (382)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
The Mortgage Advice Centre (no longer appointed)
FRN 193321 · Appointed 13 Sep 1999 · Until 5 Feb 2007
-
Paul Clements Shelton & Co (no longer appointed)
FRN 190364 · Appointed 9 Sep 1999 · Until 29 Nov 2002
-
Hanover Shine Sales Limited (no longer appointed)
FRN 201434 · Appointed 2 Sep 1999 · Until 1 Jul 2003
-
Voluntary Service Overseas (no longer appointed)
FRN 201425 · Appointed 2 Sep 1999 · Until 30 Apr 2002
-
Morgan Financial Services (no longer appointed)
FRN 201417 · Appointed 26 Aug 1999 · Until 13 Aug 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (16)[FCA CF] Material risk taker
-
controlled function added: (15)[FCA CF] Significant management
-
controlled function added: (14)[FCA CF] Manager of certification employee
-
controlled function added: (13)[FCA CF] Material risk taker
-
controlled function added: (12)[FCA CF] Material risk taker
-
controlled function added: (11)[FCA CF] Manager of certification employee
-
controlled function added: (10)[FCA CF] Material risk taker
-
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
-
controlled function added: (8)[FCA CF] Significant management
-
controlled function added: (7)[FCA CF] CASS oversight function