Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dathan John Steel
IRN DJS01386
- (980)CF21 Investment Adviser (21 Aug 2007 to 29 Oct 2007)
- (979)CF22 Investment Adviser (Trainee) (10 May 2006 to 21 Aug 2007)
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David Adams
IRN DXA00051
- (2707)CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- (2705)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- (2706)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
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David Alan Laver
IRN DAL00043
- (1091)CF1 Director (AR) (1 Dec 2001 to 27 Nov 2003)
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David Alexander Ravely Guest
IRN DAG00072
- (1335)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
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David Alfred Wills
IRN DAW00029
- (1478)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
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David Allen
IRN DXA00123
- (1480)CF1 Director (AR) (1 Dec 2001 to 11 Mar 2003)
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David Alyn Merriman
IRN DAM01187
- (840)CF22 Investment Adviser (Trainee) (24 Apr 2006 to 29 Oct 2007)
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David Andrew Brooman
IRN DAB00009
- (2840)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (2839)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 2 Apr 2003)
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David Andrew Gill
IRN DAG01078
- (2934)CF21 Investment Adviser (6 Jan 2005 to 3 Feb 2006)
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David Andrew Matthews-Hillyard
IRN DAM00038
- (587)CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
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Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
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Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
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Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
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North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
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The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
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Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function