Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Griffiths
IRN DXG00020
- (863)CF22 Investment Adviser (Trainee) (2 Feb 2005 to 29 Oct 2007)
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David Harper
IRN DXH01636
- (2239)CF22 Investment Adviser (Trainee) (3 Oct 2007 to 29 Oct 2007)
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David Henry Griffith
IRN DXG00062
- (3000)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
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David Hubert Nicholson
IRN DHN01009
- (3101)CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)
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David Ian Carrick
IRN DIC00001
- (3096)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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David Irving
IRN DXI00002
- (763)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
- (764)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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David Jackson
IRN DXJ00025
- (916)CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
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David James George Carphin
IRN DJC00120
- (1649)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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David Jenkins
IRN DXJ00082
- (1991)CF21 Investment Adviser (30 Dec 2004 to 6 Apr 2005)
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David John Alan Puckett
IRN DJP00048
- (382)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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KJP Financial Consultants (no longer appointed)
FRN 201585 · Appointed 7 Feb 2000 · Until 5 Jan 2005
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Sutton United Football Club (no longer appointed)
FRN 191368 · Appointed 7 Feb 2000 · Until 19 Aug 2004
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Mitchells Auction Company Ltd (no longer appointed)
FRN 193327 · Appointed 3 Feb 2000 · Until 26 Apr 2006
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The Birmingham Office Limited (no longer appointed)
FRN 193329 · Appointed 27 Jan 2000 · Until 22 Mar 2002
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Birmingham City Football Club Plc (no longer appointed)
FRN 201576 · Appointed 26 Jan 2000 · Until 7 Jun 2002
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ADP Mortgage & Financial Services (no longer appointed)
FRN 201575 · Appointed 25 Jan 2000 · Until 2 Apr 2004
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McGreevy Construction Ltd (no longer appointed)
FRN 201568 · Appointed 25 Jan 2000 · Until 22 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function