Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David William James Jeffrey
IRN DWJ00014
- (247)CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
David William Lormor
IRN DWL00007
- (389)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
David William Price
IRN DWP01063
- (1937)CF28 Systems and controls (27 Feb 2014 to 18 Dec 2018)
David Wynne Morgan
IRN DWM00018
- (329)CF21 Investment Adviser (22 Dec 2004 to 5 Oct 2007)
Dawn Broughton
IRN DXB00126
- (986)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2007)
Dawn Carol Wrightson
IRN DCW00015
- (571)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Dawn Petfield
IRN DXP00060
- (2098)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
Dean Gibbins
IRN DCG00009
- (977)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Dean John Stockton
IRN DJS00099
- (1634)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Dean Nicholas Freer
IRN DNF01011
- (2112)CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

Hose Rhodes Dickson Limited (no longer appointed)
FRN 191322 · Appointed 29 Feb 2000 · Until 19 Dec 2001
One to One Mortgages Ltd (no longer appointed)
FRN 193233 · Appointed 24 Feb 2000 · Until 28 May 2003
Bentley Wood Ltd (no longer appointed)
FRN 191215 · Appointed 22 Feb 2000 · Until 21 Jul 2003
Readings Property Services 11 (no longer appointed)
FRN 193333 · Appointed 21 Feb 2000 · Until 27 Sep 2002
Catling & Co Ltd (no longer appointed)
FRN 191216 · Appointed 21 Feb 2000 · Until 1 Dec 2001
Philip Halnes & Co (no longer appointed)
FRN 191210 · Appointed 18 Feb 2000 · Until 1 Dec 2001
Madisons Estate Agents Ltd (no longer appointed)
FRN 191211 · Appointed 16 Feb 2000 · Until 20 Jan 2005
Krishna Agencies (no longer appointed)
FRN 140332 · Appointed 15 Feb 2000 · Until 17 May 2002
Onn Financial Management (no longer appointed)
FRN 194060 · Appointed 15 Feb 2000 · Until 6 Aug 2004
Redrose UK Limited (no longer appointed)
FRN 191371 · Appointed 10 Feb 2000 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (16)[FCA CF] Material risk taker
12 hours ago
controlled function added: (15)[FCA CF] Significant management
12 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (13)[FCA CF] Material risk taker
12 hours ago
controlled function added: (12)[FCA CF] Material risk taker
12 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (10)[FCA CF] Material risk taker
12 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
12 hours ago
controlled function added: (8)[FCA CF] Significant management
12 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.