Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Deborah Miller
IRN DXM00077
- (1062)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
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Demedrios Theocharis
IRN DXT00099
- (2257)CF21 Investment Adviser (25 Nov 2002 to 29 Oct 2007)
- (2256)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
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Denis Francis Williamson
IRN DFW00012
- (44)CF4 Partner (AR) (1 Dec 2001 to 16 Jun 2003)
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Denis William Cooper
IRN DWC01078
- (2832)CF22 Investment Adviser (Trainee) (4 Sep 2002 to 23 Oct 2002)
- (2833)CF1 Director (AR) (1 Dec 2001 to 19 Nov 2003)
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Denise Cowie
IRN DXC01799
- (1767)CF1 Director (AR) (1 Nov 2006 to 29 Oct 2007)
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Denise Elizabeth Baran
IRN DEB00018
- (146)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
- (147)CF1 Director (AR) (1 Dec 2001 to 20 Nov 2002)
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Derek Andrew Fleming
IRN DAF00018
- (2443)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
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Derek David Lyons
IRN DXL00104
- (1391)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
- (1390)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
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Derek James Kelly
IRN DJK01085
- (974)CF1 Director (AR) (15 Apr 2003 to 21 Dec 2004)
- (973)CF7 Sole Trader (AR) (1 Dec 2001 to 15 Apr 2003)
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Derek James Monaghan
IRN DJM00122
- (2477)CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- (2479)CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2006)
- (2478)CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Whitton Financial Services (no longer appointed)
FRN 193641 · Appointed 22 May 2000 · Until 1 Aug 2004
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AMJ Mortgage & Financial Services (no longer appointed)
FRN 191841 · Appointed 19 May 2000 · Until 1 Dec 2001
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Stakeholder Independent Mortgage Services (no longer appointed)
FRN 191735 · Appointed 5 May 2000 · Until 14 Apr 2005
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Acorn Associates Inc. Ltd (no longer appointed)
FRN 193676 · Appointed 19 Apr 2000 · Until 17 Jul 2007
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Cawkwells Mortgage Consultants (no longer appointed)
FRN 201634 · Appointed 19 Apr 2000 · Until 22 May 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function