Legal & General (Unit Trust Managers) Limited

Date authorised
1 April 2013
Companies House
01009418
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Four Central Square
    Central Square
    Cardiff
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Smith

    IRN DXS00038

    • (2171)CF21 Investment Adviser (24 Apr 2003 to 29 Oct 2007)
    • (2170)CF22 Investment Adviser (Trainee) (21 Aug 2002 to 24 Apr 2003)
  • David Stanley Smith

    IRN DSS00014

    • (440)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
  • David Stebbens

    IRN DXS00109

    • (411)CF4 Partner (AR) (1 Dec 2001 to 20 Jun 2003)
  • David Stuart Allan

    IRN DSA00008

    • (1733)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • David Thomas Cherry

    IRN DTC00011

    • (124)CF1 Director (AR) (1 Dec 2001 to 7 Apr 2004)
  • David Thomas Jeffrey

    IRN DTJ00004

    • (141)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • David Trevelyan Barker

    IRN DXB00167

    • (2968)CF21 Investment Adviser (15 Jul 2002 to 12 Jul 2004)
    • (2967)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
  • David Vallance Gibb

    IRN DVG00005

    • (822)CF7 Sole Trader (AR) (1 Dec 2001 to 7 Sep 2004)
    • (821)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)
  • David Vaughan Farr

    IRN DVF00002

    • (1995)CF21 Investment Adviser (13 Jan 2005 to 31 Dec 2005)
  • David Westcott

    IRN DXW00164

    • (2941)CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • (2942)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (16)[FCA CF] Material risk taker

  2. controlled function added: (15)[FCA CF] Significant management

  3. controlled function added: (14)[FCA CF] Manager of certification employee

  4. controlled function added: (13)[FCA CF] Material risk taker

  5. controlled function added: (12)[FCA CF] Material risk taker

  6. controlled function added: (11)[FCA CF] Manager of certification employee

  7. controlled function added: (10)[FCA CF] Material risk taker

  8. controlled function added: (9)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (8)[FCA CF] Significant management

  10. controlled function added: (7)[FCA CF] CASS oversight function

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