Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary William Brash
IRN GWB00015
- (2387)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
- (2388)CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
Gavin Burgoyne
IRN GMB00007
- (2577)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Gavin Homme Josephs
IRN GXJ00042
- (2371)CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Gavin James Fouracre
IRN GJF00025
- (1423)CF1 Director (AR) (1 Dec 2001 to 27 Aug 2002)
Gavin James Moore
IRN GJM01124
- (1102)CF22 Investment Adviser (Trainee) (12 Jan 2007 to 29 Oct 2007)
Gavin James Trott
IRN GJT00023
- (1393)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Gavin Launder
IRN GQL01001
- (2217)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Gavin Mark Lancelot Hurst
IRN GMH00052
- (835)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Mar 2006)
Gavin Paul Treacy
IRN GPT00006
- (476)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Gayner Clarkson
IRN GXC00099
- (334)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Fahey Phillips Monaghan & Associates (no longer appointed)
FRN 194990 · Appointed 27 Jan 2001 · Until 12 Jan 2007
Michael Rhodes (no longer appointed)
FRN 175105 · Appointed 26 Jan 2001 · Until 21 Feb 2002
Olympia Financial Services (no longer appointed)
FRN 194863 · Appointed 25 Jan 2001 · Until 27 Sep 2002
Key Negotiators Ltd (no longer appointed)
FRN 194866 · Appointed 24 Jan 2001 · Until 1 Dec 2001
The Timberland Partnership (no longer appointed)
FRN 194805 · Appointed 22 Jan 2001 · Until 23 Feb 2004
Robonson Hornsby Ltd (no longer appointed)
FRN 194764 · Appointed 19 Jan 2001 · Until 29 Apr 2003
Goldsmith Howard (no longer appointed)
FRN 194859 · Appointed 19 Jan 2001 · Until 4 Oct 2002
Gilbert Grice Partnership (no longer appointed)
FRN 201988 · Appointed 17 Jan 2001 · Until 1 Dec 2001
Charles Walker (Residential) Ltd (no longer appointed)
FRN 194704 · Appointed 16 Jan 2001 · Until 18 Sep 2002
Robert Watts Estate Agents (no longer appointed)
FRN 194856 · Appointed 15 Jan 2001 · Until 21 Jul 2003

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (16)[FCA CF] Material risk taker
11 hours ago
controlled function added: (15)[FCA CF] Significant management
11 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (13)[FCA CF] Material risk taker
11 hours ago
controlled function added: (12)[FCA CF] Material risk taker
11 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (10)[FCA CF] Material risk taker
11 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
11 hours ago
controlled function added: (8)[FCA CF] Significant management
11 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.