Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary William Brash
IRN GWB00015
- (2387)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
- (2388)CF1 Director (AR) (1 Dec 2001 to 16 Feb 2005)
Gavin Burgoyne
IRN GMB00007
- (2577)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Gavin Homme Josephs
IRN GXJ00042
- (2371)CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Gavin James Fouracre
IRN GJF00025
- (1423)CF1 Director (AR) (1 Dec 2001 to 27 Aug 2002)
Gavin James Moore
IRN GJM01124
- (1102)CF22 Investment Adviser (Trainee) (12 Jan 2007 to 29 Oct 2007)
Gavin James Trott
IRN GJT00023
- (1393)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Gavin Launder
IRN GQL01001
- (2217)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Gavin Mark Lancelot Hurst
IRN GMH00052
- (835)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Mar 2006)
Gavin Paul Treacy
IRN GPT00006
- (476)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Gayner Clarkson
IRN GXC00099
- (334)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Shires Financial Management (no longer appointed)
FRN 206263 · Appointed 14 May 2001 · Until 8 Aug 2003
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 4 May 2001 · Until 2 Apr 2003
Mike Geddes Financial Consultants (no longer appointed)
FRN 196048 · Appointed 4 May 2001 · Until 15 Aug 2003
Madisons Thornton Heath Ltd (no longer appointed)
FRN 195677 · Appointed 3 May 2001 · Until 24 Apr 2003
J & M Real Estate Ltd (no longer appointed)
FRN 195655 · Appointed 2 May 2001 · Until 25 Feb 2004
David Vallance Gibb (no longer appointed)
FRN 195813 · Appointed 1 May 2001 · Until 7 Sep 2004
Margaret Currie (no longer appointed)
FRN 201992 · Appointed 27 Apr 2001 · Until 14 May 2002
Bond Estates (no longer appointed)
FRN 195592 · Appointed 27 Apr 2001 · Until 20 Mar 2002
Mark Beaumont Ltd (no longer appointed)
FRN 201986 · Appointed 27 Apr 2001 · Until 10 Jan 2003
Harrison Brant (no longer appointed)
FRN 201985 · Appointed 27 Apr 2001 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (16)[FCA CF] Material risk taker
5 hours ago
controlled function added: (15)[FCA CF] Significant management
5 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (13)[FCA CF] Material risk taker
5 hours ago
controlled function added: (12)[FCA CF] Material risk taker
5 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (10)[FCA CF] Material risk taker
5 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
5 hours ago
controlled function added: (8)[FCA CF] Significant management
5 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.