Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Frederick Pygott
IRN JFP00012
- (1430)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
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John Frederick Waterhouse
IRN JFW00012
- (452)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2003)
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John Frederick Winn
IRN JFW00016
- (6)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
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John Gallacher
IRN JXG00099
- (611)CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2004)
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John Gerard McKenna
IRN JGM01090
- (1047)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 25 Nov 2005)
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John Gerard O'Neill
IRN JGO00010
- (932)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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John Graham Goodwin
IRN JGG00006
- (2058)CF21 Investment Adviser (28 Feb 2005 to 28 Feb 2005)
- (2057)CF22 Investment Adviser (Trainee) (5 Jan 2005 to 28 Feb 2005)
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John Gwilym Hughes
IRN JGH00021
- (969)CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)
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John Henry Ozwell
IRN JHO00002
- (409)CF1 Director (AR) (1 Dec 2001 to 4 Nov 2003)
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John Howard Mist
IRN JHM00022
- (2979)CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2007)
- (2980)CF1 Director (AR) (1 Dec 2001 to 12 Aug 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Millbryn Financial Services (no longer appointed)
FRN 200862 · Appointed 1 Dec 2001 · Until 19 Feb 2004
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Mortgage Advice Service (Nottingham) (no longer appointed)
FRN 214180 · Appointed 1 Dec 2001 · Until 2 Jun 2004
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Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 11 Nov 2002
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Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Mortgage Choice Services Limited (no longer appointed)
FRN 193199 · Appointed 1 Dec 2001 · Until 29 Sep 2003
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Brace & Oakley Partners (Horley) (no longer appointed)
FRN 188956 · Appointed 1 Dec 2001 · Until 8 Aug 2002
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Meridian Mortgage & Financial Services Limited (no longer appointed)
FRN 201533 · Appointed 1 Dec 2001 · Until 23 May 2005
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FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function