Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Michael Poole
IRN JMP00035
- (3075)CF7 Sole Trader (AR) (1 Dec 2001 to 23 Feb 2005)
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John Michael Read
IRN JMR00032
- (3035)CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- (3033)CF7 Sole Trader (AR) (10 Jun 2004 to 25 Aug 2004)
- (3034)CF4 Partner (AR) (1 Dec 2001 to 10 Jun 2004)
- (3032)CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2005)
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John Murphy
IRN JXM00074
- (1057)CF22 Investment Adviser (Trainee) (19 Sep 2002 to 17 Oct 2002)
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John Nicholas Atkin
IRN JNA01027
- (906)CF4 Partner (AR) (1 Dec 2001 to 30 Sep 2002)
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John Nigel Bland
IRN JNB01056
- (1304)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2006)
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John Paul Butterworth
IRN JPB01175
- (739)CF21 Investment Adviser (12 Jan 2007 to 29 Oct 2007)
- (738)CF22 Investment Adviser (Trainee) (5 Jul 2005 to 12 Jan 2007)
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John Paul Hindmarch
IRN JPH00043
- (1313)CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2001)
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John Paul Mizen
IRN JPM00043
- (3114)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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John Paul Mortland
IRN JPM01223
- (210)CF1 Director (AR) (28 Jul 2004 to 18 Oct 2004)
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John Paul Rutter
IRN JPR00010
- (2146)CF21 Investment Adviser (4 Aug 2003 to 28 May 2004)
- (2145)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 4 Aug 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
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Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
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Financial Advice Bureau.com Ltd (no longer appointed)
FRN 193972 · Appointed 1 Dec 2001 · Until 15 Mar 2004
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Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
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Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
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FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function