Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Bell
IRN AXB00183
- (2243)CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)
Adrian Caswall
IRN AXC00167
- (75)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2006)
Adrian Geoffrey Marsh
IRN AXM00066
- (701)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2004)
Adrian John Collins
IRN AJC01322
- (1777)CF1 Director (AR) (8 Oct 2002 to 31 Jul 2006)
- (1776)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2006)
Adrian Jonathan Richings
IRN AJR00063
- (344)CF1 Director (AR) (4 Oct 2007 to 29 Oct 2007)
- (343)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
Adrian Leslie Brown
IRN ALB00024
- (1613)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Adrian Michael Courtney Speed
IRN AMS00012
- (1327)CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2003)
Adrian Stuart Gill
IRN ASG01058
- (1743)CF2 Non Executive Director (AR) (22 May 2006 to 19 Mar 2007)
Adrian Tomaino
IRN AXT00016
- (2555)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Aidan Nigel
IRN AXN01161
- (2132)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
- (2133)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)

Smaller firms operating under this firm's FCA authorisation.

Belton and Duffy (no longer appointed)
FRN 160585 · Appointed 1 Nov 1992 · Until 1 Mar 2002
Four Yards Financial (no longer appointed)
FRN 175055 · Appointed 1 Nov 1992 · Until 15 May 2003
Traynor & Associates (no longer appointed)
FRN 164541 · Appointed 1 Nov 1992 · Until 1 Aug 2006
Cotswold County Financial Services (no longer appointed)
FRN 158125 · Appointed 30 Oct 1992 · Until 29 Aug 2002
Compleat Mortgages (no longer appointed)
FRN 184367 · Appointed 30 Oct 1992 · Until 1 Dec 2001
Mortgage Store (Ampthill) Ltd (no longer appointed)
FRN 200811 · Appointed 26 Oct 1992 · Until 19 Dec 2005
Douglas Estates (no longer appointed)
FRN 187662 · Appointed 1 Oct 1992 · Until 18 Apr 2006
Prime Locations (no longer appointed)
FRN 175141 · Appointed 1 Oct 1992 · Until 1 Dec 2001
MCM Financial Insurance and Property Services (no longer appointed)
FRN 160063 · Appointed 29 Sep 1992 · Until 28 May 2004
Whitegates Franchisee Jumba Limited (no longer appointed)
FRN 169564 · Appointed 28 Sep 1992 · Until 27 Sep 2002

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (16)[FCA CF] Material risk taker
10 hours ago
controlled function added: (15)[FCA CF] Significant management
10 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (13)[FCA CF] Material risk taker
10 hours ago
controlled function added: (12)[FCA CF] Material risk taker
10 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (10)[FCA CF] Material risk taker
10 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
10 hours ago
controlled function added: (8)[FCA CF] Significant management
10 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.