Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Andrew Thomas
IRN AXT01668
- (1604)CF29 Significant management (26 May 2011 to 30 Jun 2013)
-
Andrew Thomas Cozzolino
IRN ATC00014
- (1377)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
-
Andrew Thomas Frear
IRN ATF00004
- (2458)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
-
Andrew Thomas McArdle
IRN ATM00016
- (2463)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2008)
- (2462)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
-
Andrew Tristram Daldry
IRN ATD00002
- (2904)CF21 Investment Adviser (25 Jan 2005 to 29 Oct 2007)
-
Andrew Victor Ewing
IRN AVE00001
- (2574)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
-
Andrew William Eaton
IRN AWE01012
- (750)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 7 Jul 2006)
-
Andrew William Thompstone
IRN AWT00011
- (784)CF21 Investment Adviser (2 Jul 2002 to 28 Feb 2003)
- (783)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)
-
Andrzej Wojciech Pioch
IRN AWP01062
- (1893)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
-
Andy Antoni Berou
IRN AAB00012
- (534)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2002)
- (535)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Gloucester Promotions Ltd (no longer appointed)
FRN 185165 · Appointed 1 May 1994 · Until 15 Jul 2002
-
Executive Finance & Management Services (no longer appointed)
FRN 176105 · Appointed 18 Apr 1994 · Until 6 Aug 2004
-
Howick & Brooker Partnership Limited (no longer appointed)
FRN 175182 · Appointed 24 Mar 1994 · Until 1 Dec 2001
-
Simon Blyth Estate Agents (Barnsley) (no longer appointed)
FRN 178329 · Appointed 18 Mar 1994 · Until 30 Oct 2004
-
Connor Prince Estate Agents (no longer appointed)
FRN 176209 · Appointed 15 Mar 1994 · Until 26 Feb 2003
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (16)[FCA CF] Material risk taker
-
controlled function added: (15)[FCA CF] Significant management
-
controlled function added: (14)[FCA CF] Manager of certification employee
-
controlled function added: (13)[FCA CF] Material risk taker
-
controlled function added: (12)[FCA CF] Material risk taker
-
controlled function added: (11)[FCA CF] Manager of certification employee
-
controlled function added: (10)[FCA CF] Material risk taker
-
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
-
controlled function added: (8)[FCA CF] Significant management
-
controlled function added: (7)[FCA CF] CASS oversight function