Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Maxine Wardlow
IRN MXM00118
- (2501)CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
- Maxwell Dale
IRN MXD00114
- (1694)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- Melanie Jane Seymour
IRN MJS00180
- (2765)CF1 Director (AR) (1 Dec 2001 to 8 Aug 2002)
- Melissa Jayne Lomasney
IRN MJL01255
- (1290)CF26 Customer Trading (26 May 2005 to 28 Jun 2005)
- Melvyn Brian Payne
IRN MBP00006
- (456)CF1 Director (AR) (11 Jul 2002 to 22 Mar 2005)
- Merryn Jane Walters
IRN MJW01488
- (16)CF22 Investment Adviser (Trainee) (1 Oct 2007 to 29 Oct 2007)
- Michael Allan Sharman
IRN MAS00075
- (406)CF1 Director (AR) (1 Dec 2001 to 19 Aug 2004)
- Michael Anthony Norwood
IRN MAN00013
- (220)CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
- Michael Anthony Smurthwaite
IRN MAS00053
- (2537)CF21 Investment Adviser (30 Mar 2005 to 29 Oct 2007)
- (2538)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Mar 2004)
- Michael Barrie
IRN MDB01147
- (2779)[FCA CF] Manager of certification employee (18 Oct 2021 to 1 Feb 2023)
- (2778)[FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- APH Financial Management Services Ltd(no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
- Thameside Mortgage & Protection Ltd(no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
- Jigsaw Financial Services Ltd(no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (2843)CF21 Investment Adviser
controlled function added: (2842)CF22 Investment Adviser (Trainee)
controlled function added: (2841)CF21 Investment Adviser
controlled function added: (2840)CF21 Investment Adviser
controlled function added: (2839)CF22 Investment Adviser (Trainee)
controlled function added: (2838)CF21 Investment Adviser
controlled function added: (2837)[FCA CF] Manager of certification employee
controlled function added: (2836)[FCA CF] Material risk taker
controlled function added: (2835)CF21 Investment Adviser
controlled function added: (2834)CF22 Investment Adviser (Trainee)